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U.S. Privacy Request Form

Depending on the state where you reside, you may have certain rights regarding your personal information under applicable privacy laws. Please complete this form to submit a privacy request. Please note that, in order to process your request, you may be required to provide additional information, if necessary, to verify your identity. The information that you provide below will be used solely for the purpose of fulfilling your request.

If you are a California resident, your rights are governed by the California Consumer Privacy Act (CCPA) and California Privacy Rights Act (CPRA). Residents of other states, including Virginia, Colorado, Connecticut, Utah, Texas, Oregon, Montana, Delaware, Iowa, Nebraska, New Hampshire, New Jersey, Tennessee, Minnesota, Maryland, Indiana, Kentucky, Rhode Island, and Oklahoma, and others, may have similar rights under their applicable state privacy laws.

Important limitations

Frec Securities LLC is a registered broker dealer and Frec Advisers LLC is a registered investment adviser. As such, Frec is subject to SEC, FINRA, and applicable state regulations where certain limitations apply to privacy requests:

  • We do not sell your data: We do not sell your personal information to any third parties.
  • Data sharing is limited and necessary: We share customer data only with affiliated entities for marketing purposes and with third parties as required to operate our business (e.g., clearing firm, regulators and other service providers). Data shared for business operations cannot be restricted under applicable laws.
  • Deletion requests are limited by law: SEC Regulation S-P, FINRA rules, and other applicable regulations require us to retain certain customer records for specified periods. We are legally prohibited from deleting this data even upon request. Any deletion request will be fulfilled only to the extent permitted by law, and we will notify you of any information we are required to retain. This requirement requires us to retain records for a minimum of 6 years.
  • Opt-out of sharing is limited: Because we do not sell customer data, and data sharing with affiliated entities for marketing is only sharing you may limit under Regulation S-P, the scope of any opt-out request is limited accordingly. You can also opt out of "marketing," "sharing," and targeted advertising by (1) clicking the "Privacy Settings" link in the footer of our website, and (2) selecting the "Deny" option (you do not need to complete this form for this request). Please note that your settings are browser- and device-specific — if you return to our website from a different browser or device, or if you clear your cookies, you will need to reapply these settings.
Must match the email associated with your account

Type of Request

Opt Out of Sale of Personal Information (Not Applicable)We do not sell customer personal information to any third parties. This right does not apply to our services.
Right to Limit Use of Sensitive Personal Information (Limited Availability)We are required by SEC, FINRA, and other applicable regulations to collect and use certain sensitive personal and financial information to provide our services. Requests to limit this use cannot be honored to the extent the information is necessary for regulatory compliance or business operations.

We will acknowledge receipt of your request within 10 business days and respond within 45 calendar days as required by the CCPA. If we require additional time (up to 90 days total), we will notify you in writing of the reason and extension period.

You have the right to submit this request without being discriminated against for exercising your privacy rights. For more information, please review our Privacy Policy and Regulation S-P Notice.